Tier 1 Reg A –
Raise Up To $20M Without Audits
Fast, compliant, and audit-free capital for OTC Pink & OTCQB issuers.
What It Is
Regulation A Tier 1 is a streamlined “mini-registration” that allows OTC companies to raise up to $20 million in 12 months without needing audited financials or full SEC reporting. Through a Form 1-A offering circular, you can issue free-trading, unrestricted shares directly to the public, unlocking access to retail investors and institutional partners alike.
WHY IT WORKS FOR OTC ISSUERS
No Audits Required
Access millions in growth capital without the cost or delay of audited statements.
Free-Trading Shares
Securities issued are unrestricted and tradable immediately.
Fast to Market
Pinnacle’s legal and filing team can qualify offerings in 1–2 weeks.
No Ongoing SEC Reporting
Tier 1 requires only an exit report, no continuous filing obligations.
No Upfront Fees
Costs are covered by our funding partners and recouped after the raise.
STRATEGIC ADVANTAGE
RH2 Equity Partners often acts as anchor investor, buying an initial portion of the offering and providing aftermarket support with market makers to stabilize trading. This credibility and liquidity differentiate Tier 1 Reg A from other small-cap financings.
Ideal Use Cases
Launching new product lines
or acquisitions
Expanding operations or marketing reach
Cleaning up balance sheets before uplisting