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Barriers to Raising Capital
The Hidden Barriers Facing OTC Issuers
Even promising OTC companies face systemic barriers when trying to access meaningful funding. Traditional capital markets were built for large, audited issuers — leaving smaller or unaudited companies locked out of vital opportunities.
Limited access to institutional capital
Ineligible for S-1 filings due to unaudited financials
Institutional investors avoid unaudited issuers
Low share prices restrict fundraising options
These barriers don’t reflect your company’s full potential. They reflect an industry system that wasn’t built for issuers like you.
Our Solution
A Clear Path to Capital — Without Audits or Full SEC Reporting
A Clear Path to
Capital
Raise up to $20 Million Without Audits or Full SEC Reporting
Through Tier 1 Regulation A, Pinnacle Consulting Services provides OTC issuers with a fast and compliant path to raise up to $20 million, without the burden of audits or SEC reporting. It’s the smarter, simpler route to unlock growth capital.
Simplified SEC
Filing
File Form 1-A — No Audited Financials Required
Skip the complexity of a full S-1 registration. Pinnacle helps prepare and file Form 1-A with the SEC quickly and efficiently, so you can qualify your offering without the need for audited financials or costly compliance hurdles.
Free-Trading, Unrestricted Shares
Offer Investors Liquidity and Confidence
We offer free-trading, unrestricted shares at a fixed price — enhancing liquidity, improving marketability, and building trust from day one.
No Upfront Costs
Pinnacle and Investors Cover Legal and Filing Expenses
Launching a capital raise shouldn’t drain your resources. Pinnacle’s model ensures that all legal and filing costs are covered by Pinnacle and its investor partners, so issuers face zero upfront financial barriers.
Fast
Turnaround
Get to Market in Just 1–2 Weeks
Timing is everything. Pinnacle’s streamlined process ensures filings are prepared and submitted within 1–2 weeks, giving you a rapid path from planning to funding, and helping you seize market opportunities faster.
Designed for OTC Issuers
Tailored Solution for Non-SEC Reporting Companies
Built specifically for OTC Pink and OTCQB issuers, this Reg A Tier 1 solution empowers companies that can’t pursue an S-1 or afford audits to still raise meaningful capital, improve liquidity, and gain investor confidence.
Our Services
Discover our comprehensive suite of marketing solutions designed to elevate your company's brand presence and drive strategic growth.
Regulation A Structuring & Filing
We prepare and file your Form 1-A under Tier 1 Reg A, enabling you to raise up to $20 million without audited financials.
Our legal and compliance team handles the full process from drafting the filing to coordinating with the SEC, so you can qualify your offering quickly and efficiently.
Includes:
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Offering structure & compliance strategy
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Form 1-A preparation and submission
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Liaison with legal counsel and SEC reviewers
Capital Commitment & Investor Placement
Through RH2 Equity Partners, we secure anchor investment at a fixed price and help attract additional investors for your offering. Our model is designed to provide both funding and aftermarket support, ensuring confidence among shareholders.
Includes:
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RH2 anchor capital commitment
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Investor syndication & placement
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Market-maker collaboration for liquidity
Bridge Financing & Pre-Raise Support
We help qualifying issuers access short-term capital while their Reg A offering is being processed. This bridge financing keeps operations running smoothly until funds from the raise are available.
Includes:
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$10K–$100K pre-offering bridge funding
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Convertible note structure aligned with raise
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Quick approval and zero upfront fees
Our 3 Core Funding Programs
Each program targets a distinct financing challenge faced by OTC issuers. Together, they form a flexible toolkit for growth, recapitalization, and investor confidence.
1
Tier 1 Regulation A Offering
What It Does
Raise up to $20M without audits or full SEC reporting. Issue unrestricted, free-trading shares to the public.
Typical Range
$5M–$20M
2
Equity Line of Credit (ELOC)
What It Does
Secure a long-term equity commitment
($10M–$100M) and draw funds as needed, on your terms.
Typical Range
$10M–$100M
3
Debt Recapitalization Program
What It Does
Eliminate toxic convertible debt, restore investor confidence, and rebuild a healthy balance sheet
Typical Range
Case-by-Case
Why Partner With Us ?
“More Than Just Compliance, A Capital Growth Partnership” or Your Partners in Compliance, Capital, and Liquidity.
Pinnacle Consulting Services
We prepare and file your Form 1-A, structure a compliant capital raise, and align compensation through a convertible note registered in the offering.
RH2 Equity Partners
As anchor investor, RH2 commits capital at a fixed price and supports aftermarket liquidity in collaboration with market makers.
Bridge Financing
Qualifying issuers may access $10K–$100K in pre-offering capital to support operations before the raise is complete.
How It Works
From Filing to Funding in Weeks, Not Months
Initial Due
Diligence Call
Execute Consulting Agreement
Prepare & File
Form 1-A
RH2 Commits Capital Upon SEC Qualification
Shares Issued And
Trading Begins
“Pinnacle guided us through Reg A Tier 1 in record time. RH2’s capital commitment gave our shareholders real confidence.”
— CEO, OTC Issuer